Equities & Options Broker-Dealer Compliance Advisor Job at Marex Group, Brooklyn, NY

  • Marex Group
  • Brooklyn, NY

Job Description

Marex Group is seeking a Compliance Officer, Broker-Dealer Advisor focused on Equities and Options in New York. This role provides subject‑matter expertise on U.S. broker‑dealer regulation and advises front office on compliance, policy review, and regulatory reporting. Ideal candidates have eight+ years in financial compliance, a finance/economics/business degree (JD preferred), and strong communication skills to navigate FINRA/SEC requirements and maintain Marex’s licensing standards. #J-18808-Ljbffr Marex Group

Job Tags

Similar Jobs

Planet Depos

Digital Court Reporter - Legal Audio / Visual Technician Job at Planet Depos

 ...View the above video to see a Day In The Life of a PD Digital Court Reporter A Digital Court Reporter is required to be present in...  ...circumstances and operate on a changing schedule, sometimes working after hours. You must have a reliable mode of transportation... 

The Pizzeria

Pizza Maker Job at The Pizzeria

 ...what you do is incredibly important here. If you are happy, our guests will be happy* Experience: Proven experience in a high-paced restaurant environment. Culinary school graduates are welcomed!* Team Spirit: Ability to collaborate and communicate effectively with fellow... 

ARR Healthcare

Physician (MD/DO) - Family Practice in Alabama Job at ARR Healthcare

 ...Group is expanding and has a need just northwest of Birmingham. Work in a small-group setting. Financial backing from a private equity firm. The ideal candidate could see patients of all ages but the group is flexible. High geriatric population.... 

Marshfield Clinic - Archive

Anesthesia Technician Job at Marshfield Clinic - Archive

Marshfield Clinic Health System - Marshfield Childrens is seeking an Anesthesia Technician to support safe, compassionate care for pediatric patients. In this collaborative, patient-first environment, youll prepare and maintain anesthesia equipment, assist anesthesia... 

Amergis

Psychiatric Nurse Practitioner (NP) Job at Amergis

 ...The Psychiatric Mental Health Nurse Practitioner provides psychiatric health care services to patients within scope of license, performs mental health examinations, diagnostic testing, assessments and screenings, prescribes medications and instructs patients and family...